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Financial Markets and Securities
Regulation (JP001)

"A very professionally designed and produced course that
provides an excellent introduction to financial services law."*

Darren Heath interviews five experts to provide an historical overview of the securities markets in the UK, and illuminate the structure of the current regulatory regime:

JP001 Financial Markets and Securities RegulationAndrew Carnes
barrister, 4-5 Gray's Inn Square, acting as principal expert and supervising editor

Chris Borg
partner, Denton Wilde Sapte, who has also worked at the FSA

Robert Finney
partner, Denton Wilde Sapte, instrumental in the drafting of FSMA

Martin Harty
senior consultant, Crowell & Moring, and former Citibank Global Investments General Counsel and SHCOG Chairman

Martyn Hopper
partner, Herbert Smith, and former FSA Senior In-House Lawyer

The film provides an invaluable introduction to the law relating to the securities markets and financial services. Essential for any professional about to start working in the area, or looking for a refresher of the basics, it will also provide those from other disciplines with a comprehensible insight into the subject.

"A brilliantly researched and professionally put together programme, showing depth of knowledge in its preparation."*

"A thorough and clear exposition of difficult but important topics. Altogether very useful." Bernard George, Director of Training, Dechert LLP

Watch an extract: QuickTime . Windows Media Player

 

Supporting Materials

Multiple Choice Questions & Answers - Subject Notes - Bonus Notes: “"Overview of the FSA's Enforcement Processes" by Andrew Carnes

"Excellent questions that test the understanding of each separate section."*

Click here to view the contents >>

* Formal assessment of JP001 by the Solicitors Regulation Authority on behalf of the Law Society.

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